Original title: Notice on the issuance of the "Hotan regional enterprise listing policy guidance special fund management measures" (and the ground financial regulations [2023] No. 1)
Chapter I General rules nbsp;General Rules
Article 1 In order to further improve incentives and support policies , accelerate the construction of multi-level capital market in our region, promote enterprise listing, accelerate the pace of enterprise share reform, listing, financing. According to the people's government of the autonomous region "on the issuance of the autonomous region of the opinions of the work of enterprise listing" (Xinzhengfa [2008] No. 32), "on the issuance of the ＜Xinjiang Uygur Autonomous Region Interim Measures to Promote the Development of Equity Investment Enterprises＞ notice" (Xinzhengfa [2010] No. 187), "Xinjiang Uygur Autonomous Region enterprises listed on the policy to guide the special fund management approach" (new financial regulation [2022] 9), combined with the actual situation of Hotan, and to improve the incentives and support policies.
Article 2 Promote enterprises to go public, listing, financing, should follow the principle of enterprise autonomy, government promotion, multi-party participation, market choice. Enterprises should improve their overall quality, realize the law-abiding and sound operation, enhance market competitiveness, and attract the participation of all parties in the development. The government should provide good services and development environment for enterprises to go public, listing and financing, and give corresponding policy support to enterprises at different stages of the listing process with different characteristics.
Article 3 The measures referred to in the Hetian region to support the listing of special funds (hereinafter referred to as special funds), refers to the regional financial budget arrangements, specifically for the support of the region's enterprises listed on the stock exchange, listing subsidies, incentives.
Article 4 Special funds by the regional Finance Bureau to implement management and supervision. Responsible for the establishment of special funds to adjust and revoke the preliminary review, organizational budgeting, handling funds disbursement, as well as the expiration or withdrawal of special funds, such as liquidation; responsible for overseeing the use of special funds, as well as tracking and inspection, the implementation of the special funds of the whole process of budgetary performance management and public disclosure of information, and so on.
Chapter II Scope of Funds
Special Funds "text-align: left;">Article 5 Scope of use of special funds.
(a) for the autonomous region into the "listed reserve enterprise resource base" and in the Xinjiang Equity Exchange listed enterprises, in accordance with the listing of the preparatory process to determine the completion of the shareholding system restructuring, the Xinjiang Bureau of Securities Supervision tutoring and acceptance and in the Shanghai Stock Exchange, Shenzhen Stock Exchange, Beijing Stock Exchange, Hong Kong Stock Exchange, National Small and Medium-sized Enterprises Stock Transfer System (hereinafter referred to as the New Third Board) and other qualified domestic and overseas major securities trading venues for the initial public offering of shares and listing, listing, and other stages of the subsidy.
(2) For the promotion of enterprise listing or listing work, research, screening and cultivation of key enterprises, work planning, publicity and promotion, research and promotion, cultivation and counseling, expert consultation and other costs incurred in carrying out various capital market support services.
Chapter III Funding Reward Criteria
Article VI For the completion of the declaration into the autonomous region listed reserve enterprise resource base and listed in the Xinjiang Equity Exchange enterprises, given 10,000 yuan reward. Subsequent annual completion of the declaration on schedule and continued in the library of enterprises, an annual subsidy of 5,000 yuan.
Enterprises that have been in the pool before the introduction of this approach will no longer enjoy the 10,000 yuan reward, but will enjoy the subsequent annual subsidy of 5,000 yuan.
Article 7 Apply to the Xinjiang Securities Regulatory Commission for the first listing of enterprises counseling filing, with the Xinjiang Securities Regulatory Commission counseling filing acceptance notice, to give 200,000 yuan subsidies.
Article 8 The completion of the Xinjiang Securities Regulatory Commission counseling acceptance of enterprises to the China Securities Regulatory Commission, the Shanghai Stock Exchange, the Shenzhen Stock Exchange, the Beijing Stock Exchange, the Hong Kong Stock Exchange, the National Small and Medium Enterprises Stock Transfer System (hereinafter referred to as the new three boards), as well as other eligible domestic and foreign major securities trading The company will be granted a one-time subsidy of RMB 300,000 yuan for submitting the application for initial public offering on the basis of the document agreeing to the acceptance of the application.
Article IX Enterprises into the autonomous region's "reserve enterprise resource base for listing", and through the Xinjiang Equity Exchange to achieve financing, to give one-thousandth of the size of the enterprise financing incentives, a single financing incentives do not exceed 500,000 yuan.
Article 10 Designated regional listing office (Bureau of Industry and Information Technology), the Finance Bureau for enterprises to enter the autonomous region "listed enterprises resource base", the listing of the service organization. Each enterprise selected to enter the autonomous region "reserve enterprise resource base" to give 10,000 yuan of funding incentives; each enterprise to support a listing, to give 100,000 yuan of funding incentives. Reward funds for enterprise listing policy counseling, research, enterprise selected reserve enterprise resource base and other working expenses.
Chapter IV Declaration, Validation and Disbursement Procedures
Article 11 The regional Finance Bureau based on this approach to develop reporting guidelines. Declaring enterprises (organizations) in accordance with the declaration guidelines, to the county (city) Finance Bureau to submit paper materials. Enterprises applying for special fund subsidies need to have the following conditions:
(a) independent enterprise legal personality, corporate governance structure norms;
(b) no violation of discipline in the past three years;
(c) have good bank credit;
(d) have been selected as a "Resource Pool of Listed Enterprises" and fulfill one of the conditions listed in Chapter Three.
Article XII Special funds review and disbursement procedures.
(a) County (city) Finance Bureau of the declared enterprises to report the material for review, and issued a review of the opinion, reported to the regional Finance Bureau for finalization.
(2) the regional Finance Bureau of the county (city) Finance Bureau proposed review of the audit opinion, the funds will be disbursed to the county (city) Finance, the county (city) Finance allocated to the enterprise.
Article XIII Apply for special funds to subsidize the enterprise should provide the following information:
(a) application report, including: the basic situation of the enterprise (registered address, legal person, scope of business, the main products, production technology level, the number of employees, etc.); production and operation of the enterprise (production, sales, profits, tax payments, etc.); the enterprise to promote the listing process and application requirements, etc.;
(ii) a copy of the enterprise business license;
(c) Notification of acceptance of the counseling filing by the Xinjiang Securities Regulatory Bureau;
(d) Proof that the enterprise has been listed on the Xinjiang Equity Exchange;
(e) Formal acceptance of notification by the competent authorities for listing of domestic and foreign enterprises.
A letter of commitment by the enterprise to the truthfulness, completeness and accuracy of the submitted information (signed by the company's legal representative and stamped with the official seal).
The above application materials in duplicate, copies must be stamped by the applicant organization to confirm the same as the original.
Chapter V Management and Supervision
Article 14 Budget plan for special funds. Regional Finance Bureau to set up listed incentive subsidy special funds 2 million, rolling use each year. Insufficient funds in the current year to supplement in a timely manner.
Article XV Supervision and inspection of the use of special funds.
(a) Regional Finance Bureau should be the implementation of the project and the use of funds for tracking and inspection, the county (city) financial departments and declared enterprise industry departments should do a good job in a timely manner to review the application information, the regional financial sector should be strengthened to supervise and inspect the tracking and follow-up of special funds, the problems found to be corrected in a timely manner.
(ii) for the declaration of enterprises found to provide false materials, fraud, misappropriation of special funds and other acts, will be in accordance with the "Regulations on the Punishment of Fiscal Violations" (State Council Decree No. 427 State Council Decree No. 588 amended) and other relevant laws and regulations to investigate, the full recovery of incentives (grants) funds. For the illegal fraudulent funds for enterprises, according to the relevant provisions of the cancellation of its various types of eligibility for special funds.
(3) County (city) Finance Bureau should be in the annual departmental accounts during the period, to the regional Finance Bureau to report the performance of special funds.
(d) staff at all levels in the special funds audit work, there are reporting false materials, illegal distribution of funds, unauthorized use of special funds beyond the scope of the provisions, as well as abuse of power, negligence, favoritism and other violations of law and discipline, in accordance with the "Budget Law", "Civil Servants Law", "Administrative Supervision Law", "Regulations on Punishment and Discipline for Financial Violations", and "Regulations on Punishment and Discipline for Financial Violations". Regulations on Penalties and Punishments for Fiscal Violations" and other relevant state regulations to pursue the corresponding responsibilities; suspected of committing a crime, transferred to the judicial organs to deal with.
Chapter VI Attachment Rules
Article 16 Enterprises at the same time enjoy the subsidy matters listed in these Measures and the Notice on Issuing <Administrative Measures for Special Funds for Policy Guidance of Enterprises Going Public in Xinjiang Uygur Autonomous Region> (Xin Caijin [2022] No. 9).
Article 17 Counties (cities) may formulate corresponding policies in accordance with the actual situation.
Article 18 This approach is responsible for the interpretation of the regional Finance Bureau.
Article 19 These Measures shall come into force on August 10, 2023, and shall be valid for five years.
