Article 1  To encourage and guide the city's enterprises to go public listed financing, use the capital market tools, enhance the comprehensive strength and core competitiveness of enterprises, according to the "People's Government of Gansu Province on the implementation of the views to further improve the quality of listed companies" (Ganzhengfa 〔2021〕 No. 56) the spirit of the document In accordance with the spirit of the "Gansu Provincial People's Government on further improving the quality of listed companies" (Gan Zheng Fa [2021] No. 56) document, combined with the actual situation in Longnan, has formulated this approach.

The second  The scope of the enterprise listing referred to in this approach, including the Shanghai Stock Exchange, Shenzhen Stock Exchange and overseas stock exchanges, the National Small and Medium Enterprises Stock Transfer System (hereinafter referred to as the new three boards) and the Gansu Provincial Equity Exchange.

Article 3  Encourage enterprises to go public to raise funds, adhere to the "voluntary, market-led, government-driven" principle.

Article 4  The incentives referred to in this approach to the enterprise, in Longnan City, within the administrative scope of the industrial and commercial registration has been carried out, and since the issuance and implementation of the document since the new listing or listing of enterprises with good tax credit.

Article 5  After the listing of the enterprise listed funds raised by the city bank trustees and more than 80% of the funds raised to invest in Longnan City.

Article VI  Enterprises applying for listing during the listing, phased application for financial incentives. Reward standards are as follows:

(a) enterprises listed on the Shanghai Stock Exchange, Shenzhen Stock Exchange and overseas stock exchanges

1. To be listed in the securities intermediary counseling to complete the shareholding system reform, the application materials formally accepted by the China Securities Regulatory Commission, the award of 1 million yuan;

2. Successful listing, the award of 2 million yuan;

3. After the listing, according to the size of the funds raised from its initial public offering, in accordance with the following grades of Reward:

For the amount raised below 500 million yuan (including 500 million yuan), the reward is 500,000 yuan; for the amount raised of 500 million yuan - 1 billion yuan (including 1 billion yuan), the reward is 1 million yuan; for the amount raised of 1 billion yuan - 1.5 billion yuan (including 1.5 billion yuan), the reward is 1.5 million yuan; and for the amount raised of more than 1.5 billion yuan, the Award 2 million yuan.

The cumulative total of the above three incentives does not exceed 5 million yuan.

(2) Enterprises listed on the New Third Board

1. Enterprises to be listed on the securities intermediary counseling to complete the transformation of the shareholding system to the New Third Board to report to the issuance of materials accepted, the award of 500,000 yuan;

(2) Enterprises listed on the New Third Board

1. style="text-align: left;">2.1 million yuan will be awarded to enterprises that have been successfully listed on the NSSB and realized financing, and the enterprises listed on the basic layer and innovation layer of the NSSB will be encouraged to list and finance their shares through the Beijing Stock Exchange (Selected Layer);

the cumulative total of the above two incentives will not exceed 2 million yuan. exceed 2 million yuan.

(3) Enterprises listed in Gansu Equity Exchange

Enterprises that have completed shareholding reform and successfully listed and financed in Gansu Equity Exchange will be rewarded with 2% of the amount of financing, with the maximum amount of reward not exceeding 1 million yuan. The maximum reward amount does not exceed 1 million yuan.

Above (a), (b), (c) the cumulative total of incentive funds does not exceed 5 million yuan, incentive funds borne in full by the municipal finance. At the same time to encourage the county governments to develop and introduce county support incentives.

Article VII  Companies applying for listing incentive funds, you need to submit all the application materials at once, all the materials are required to be in duplicate (stamped), and at the same time to provide

relevant The originals of the materials are available for review.

(1) When an enterprise applies for the incentive funds under Article 6(1), it shall provide the following materials:

1. Report on the situation of the enterprise's joint-stock transformation and the business license of the joint-stock company (copy).

2. Listing counseling agreement signed with securities intermediaries (copy);

3. China Securities Regulatory Commission (CSRC) formally accepts the application for listing of enterprises (copy);

4. align: left;">4. Relevant approval documents of CSRC (copy);

5. Report on issuance and listing announcement (copy);

6. Capital verification report of fund raising (copy)

7. Bank and account number of the enterprise account, description of the purpose of the fund-raising funds and materials proving the use of funds.

(2) Enterprises applying for incentive funds under Article 6 (2) shall provide the following materials:

1. Report on the status of the enterprise shareholding reform and the business license of the joint-stock company (photocopy);

2. listing counseling agreement signed with securities intermediaries (copy);

3. new three boards, the Beijing Stock Exchange formally accepted the application for listing of enterprises (copy);

3. align: left;">4. Relevant approval documents of the New Third Board and Beijing Stock Exchange (copy);

5. Announcement of the listing and transfer of the company's shares (copy);

6. Banks and account numbers of the company's accounts The description of the purpose of the fund-raising and documents proving the utilization of the funds.

(3) Enterprises applying for Article 6 (3) of the incentive funds, the following materials should be provided:

1. Report on the status of the enterprise shareholding reform and the business license of the joint-stock company (a copy of the);

2. In Gansu Equity Exchange Center successfully listed in the financing of the relevant materials (original);

3. Enterprise account bank and account number, the purpose of the funds raised and the use of funds to explain the use of materials.

Article VIII   incentive funds by year, by the end of the enterprise application, and provide relevant materials. Enterprise application materials reported in the county and district government financial office, the Finance Bureau after the first review, the county and district government financial office reported to the municipal government financial office. Municipal government financial office acceptance, together with the Municipal Finance Bureau, the Municipal Bureau of Industry and Information Technology for review. Reported by the municipal government in charge of the leadership agreed to be submitted to the municipal government executive meeting for consideration. Consideration of the results of the publicity by the Municipal Finance Leading Group Office issued documents and rewards for enterprises.

Article IX  Enjoy the financial support of this approach to the enterprise, should be timely to the local government financial office to report on the restructuring of the enterprise, listing, listing and mergers and acquisitions progress.

Article 10  To apply for the above incentives to the municipal government to issue a letter of commitment, in addition to changes due to national policy adjustments, if the listing is not successful within 2 years, will be the full recovery of the incentive funds have enjoyed.

Article 11  From the latest enjoyment of incentive funds calculated from 5 years, apply for incentives for enterprises shall not be weakened within the city of the company's actual business operations, change the place of registration of the enterprise or migrate to the development of the city, or the full amount of the recovery of the enterprise in the city has been enjoying the various types of support funds.

Article XII  Apply for incentives to fund the enterprise should be reported according to the relevant materials. The fraudulent, fraudulent incentive funds by improper means, once verified, will be canceled to enjoy the qualifications of this policy, according to the law to recover the incentive payments, within three years to cancel its enjoyment of the municipal government of the qualifications of the various preferential policies, and according to the relevant provisions of the management of financial resources to be punished.

Article XIII  This approach has been implemented since the date of issuance, the validity period of 5 years. The original "Longnan City to encourage enterprises in the" new three board "and strategic emerging board listing support and incentives" (Longzhou government office issued [2016] No. 22) shall be repealed at the same time.

Article 14  This approach is responsible for the interpretation of the formulation of the authorities.