People's governments of all counties (cities and districts) (management committees), the relevant departments and units of the municipal government:
In order to accelerate the pace of listing and listing of enterprises in our city, improve the ability of enterprises to capitalize on their operations, and promote the smooth flow of the cycle of financial resources to boost the city's economy and high-quality development, we hereby put forward the following opinions on further promoting the work of listing and listing of enterprises. High-quality development, is to further promote the work of enterprise listing put forward the following views.
One, the work of the goal
In accordance with the "reserve a batch, counseling a batch, a batch of the meeting, a batch of the listing," the work of the idea, and adhere to the enterprises listed on the mainland and Overseas listing together, the main board, the Science and Innovation Board, the Growth Enterprise Board and the North Stock Exchange and push, to the "14th Five-Year" end of the city's listed companies reached 500, the number of listed companies to achieve a doubling of the number to ensure that reached 20, strive to reach 30, to achieve the full coverage of the listed companies in the county.
Two, improve the whole cycle of enterprises listed on the whole chain of service mechanisms
Adhere to the concept of enterprise-centered development, in accordance with the principle of proactive services, professional services, linkage services, the city, the county local financial supervision bureaus (centers) lead the way! Organization of relevant departments, stock exchanges, intermediaries, etc. to form a "listing butler" service team, the city's enterprises in the listing of the initial cultivation of stock reform, mid-coaching and review, the late listing of the development of the whole cycle of each link, to provide policy advocacy, institutional selection, planning, expert guidance, problem handling, financial services, such as the whole chain of professional and precise services, to guide the city's enterprises in the early stages of development of the city's enterprises. Specialized and precise services to guide enterprises to understand, docking, use of the capital market, through the pain points, difficulties and blockages in the listing of enterprises, to help enterprises achieve healthy development through the capital market platform.
Three, improve the quality of reserve resources for listing
(a) Discover listing resources. Municipal and county levels according to the listing standards, combined with the city's focus on cultivating industries, specialties and new "small giants", single champions, gazelle enterprises and national high-tech enterprises, the establishment of this level of listed reserve resource base. Municipal listed reserve resource pool in March each year before the organization to carry out the same year enterprises into the pool declaration work. Enterprises in the pool meet at least one of the following criteria: the average net profit of the last two years is more than 5 million yuan, or the average operating income of the last two years is more than 50 million yuan; governmental financial guarantee institutions have provided guarantee business; shareholders have at least one equity investment institutions; and have signed a cooperation agreement with a securities company.
(ii) Use market forces. The introduction of stock exchanges, securities companies and other market-oriented forces to screen the reserve resources for listing. Joint securities companies funded the establishment of the city's enterprises listed on the cultivation and promotion of funds to promote the listing of reserve resources firm confidence, improve the ability to transport. To guide the banking institutions to follow up the credit support, the government financing guarantee institutions to provide priority guarantee credit services.
(c) Strengthen training and guidance. Regularly to the listed resource enterprises door-to-door service, to carry out capital market training, organized "into the exchange" "into the listed companies" activities, and invited experts in the field of capital market to the listed resource enterprises to visit and guide.
Four, strengthen the financial incentives policy
(a) enterprises listed on the domestic stock exchange debut, the municipal financial awards in phases of 10 million yuan, of which: reported to the Securities and Futures Commission listing counseling filing incentives of 3 million yuan; The Securities and Futures Commission (Exchange) accepted the listing application materials reward 3 million yuan; the Securities and Futures Commission through the audit (approval of registration) reward 2 million yuan; the successful issuance of the listing reward 2 million yuan.
(ii) enterprises listed on the basic layer of the New Third Board, the municipal financial one-time award of 800,000 yuan, and then a one-time award of 200,000 yuan after promotion to the innovation layer. For enterprises listed on the New Third Board and promoted to the innovation layer at the same time, the municipal finance one-time award of 1 million yuan. To be listed on the North Stock Exchange of the new three board listed enterprises in accordance with the domestic listing incentives standard implementation, has enjoyed the new three board listing policy in the enterprise reported to the Securities and Futures Bureau listed counseling filing stage of a one-time deduction.
(3) enterprises listed on overseas stock exchanges, and more than 70% of the proceeds will be invested in the city, the municipal finance one-time award of 8 million yuan.
(4) the city enterprises through shell, buy shell, mergers and acquisitions and reorganization and other ways to realize the domestic listing of listed companies and will be listed outside the city registered and taxed to the city, or listed companies outside the city according to the relevant agreement will be registered and taxed to the city, municipal finance one-time incentive of 10 million yuan.
(E) the city's listed companies listed in the city spun off, in addition to the award of 10 million yuan of the new listed company, the municipal finance to the parent company of 1.5 million yuan reward.
(F) enterprises listed in the province's regional equity trading market (four boards), municipal finance, a one-time award of 100,000 yuan.
(vii) listed companies, new three board listed enterprises through public offering, issuance of additional shares, share placement, convertible bonds and other means of refinancing and raising funds invested in the city, municipal finance according to the amount of the actual annual refinancing 0.2% of the award, the maximum award amount of 3 million yuan.
(viii) For credit bonds issued by enterprises in the inter-bank bond market and the stock exchange, the municipal finance will give a reward of 0.02% of the annual cumulative amount of issuance, with a maximum reward amount of 1 million yuan.
(ix) enterprises in accordance with the listing requirements for financial adjustments to standardize or natural shareholders due to surplus reserves and undistributed profits, such as the transfer of equity and increase in local financial contributions, in accordance with the principle of "whoever benefits, whoever bears", within the same year, the city and county finances at the rate of retained earnings. The city and county levels of finance in accordance with the proportion of retention, graded to give enterprises the appropriate incentives.
V. Increase collaboration
(a) the implementation of the "one letter". Departments at all levels of enterprises for the listing, the new three boards need to issue relevant documents, by the same level of the local financial supervision bureau (center) to issue a coordination letter, the relevant departments to receive the letter in a timely manner after the issuance of the relevant documents; documents need to be reissued after the expiration date, to simplify the application process and materials.
(ii) the establishment of the "government through train". Relevant departments at all levels of listed companies, listed resource enterprises to invest in new listed investment projects in line with national industrial policy, in strict accordance with the requirements of the "one-off" reform, give priority to the project, land, planning, environmental assessment, energy assessment, safety assessment, fire and other formalities; the need for additional land, give priority to protect the listed investment project site Demand. On the impact of enterprises listed on the new three board listing of land, real estate, planning, fire, state-owned enterprises (collective) restructuring and other aspects of the historical legacy of the problem, departments at all levels to uphold the respect for history and problem-solving attitude, and actively help enterprises to coordinate and solve the problem.
(C) smooth "green channel". Development and reform, industry and information technology, science and technology departments to help listed resource enterprises priority declaration of national and provincial enterprise technology centers, engineering technology research centers and other types of technological innovation platforms, national and provincial support projects and funds, high-tech enterprises, specializing in new "small giants" enterprises and other titles. Enterprises listed on the New Third Board and listed in the restructuring of the one-time occurrence of land, real estate and other relevant certificates of title and intangible assets transfer, initial registration of housing ownership, the relevant departments in accordance with the provisions of the municipal level (including) the following administrative fees. Enterprises listed on the New Third Board, the use of funds raised in the city's new projects, or to be listed on the introduction of angel investment, venture capital, private equity investment and other equity investment funds, enjoy the local investment policies and counted in the assessment of the competent departments.
Sixth, strengthen the organizational safeguards
(a) Strengthen the organizational leadership. City to promote enterprise listing special working group is responsible for coordinating and promoting the city's enterprise listing work. The working group office (City Local Financial Supervision Bureau) is responsible for county (city, district) enterprise listing work scheduling, supervision, lead coordination to solve the difficulties and problems encountered in the process of enterprise listing. The members of the unit in accordance with the division of labor, strengthen the collaboration linkage, information sharing, and jointly promote the city's enterprise listing work.
(b) Strengthen the supervision and notification. The working group office regularly on the listing of resource enterprises to solve the problem, the relevant departments to help the situation, the county (city, district) enterprises listed on the promotion and implementation of policies, such as scheduling notification.
(C) create a favorable environment. Departments at all levels should care about and support the development of listed companies, listed resource enterprises, with securities companies, accounting firms, law firms and other intermediaries to do a good job involving the listing of enterprises, the new three boards listed interviews. Play the role of news media to guide public opinion, summarize and promote the listing of typical cases and experience, to create a "to be listed in the morning, the morning market, more listings, fast listing" of a good environment.
Seven, bylaws
This document since the date of issuance of the implementation of the Municipal Local Financial Supervisory Bureau, the Municipal Finance Bureau is responsible for the interpretation. Before the issuance of the document has been counseling, reporting for review of enterprises in accordance with the implementation of the original policy, after the issuance of the enterprises into the counseling, reporting for review, through the meeting, the listing of enterprises to enjoy the new policy. If the relevant policies previously issued by the city are inconsistent with this document, the provisions of this document shall prevail. The Opinions of the People's Government of Dezhou Municipality on Further Promoting Enterprises' Docking to the Capital Market (Dezheng Zi [2015] No. 46) and the Opinions of the People's Government of Dezhou Municipality on Promoting the Innovative Development of the City's Regional Equity Markets (Dezheng Zi [2020] No. 15) are repealed at the same time. The counties (cities and districts) can combine the actual situation to develop more favorable support policies and put them in place.
