Article 1 To further promote the region's enterprises listed on domestic and foreign stock exchanges, the National Small and Medium Enterprises Stock Transfer System (hereinafter referred to as "three boards"), Dalian Equity Exchange (hereinafter referred to as the "four boards") listing, guide and encourage enterprises to use the capital market standardized operation and development, according to Liaoning Province, Dalian City, the relevant regulations are hereby formulated in accordance with the actual situation. Guide and encourage enterprises to use the capital market standardized operation and development, according to Liaoning Province, Dalian City, combined with the actual situation in our region, specially formulated this approach.
Second increase financial support for the development of enterprise listing. The new area of the annual budget of the establishment of enterprise listing subsidies special funds, mainly used to subsidize and support enterprise listing, listing.
Article 3 Subsidies for enterprises listed on the use of special funds adhere to the principle of standardization and transparency, earmarked funds, the use of funds to take the subsidies or awards afterwards.
Article 4 Where the establishment of the new area in the Jinpu, in the domestic and foreign stock exchanges listed companies, "new three boards" listed companies, "four boards" listed companies, can be in accordance with the relevant provisions of the relevant provisions of this approach to apply for subsidies for enterprise listing Special funds.
Article 5 To be listed on the domestic stock exchange initial public offering of enterprises, in accordance with the completion of the restructuring, tutoring and acceptance, formal declaration, the issue of the four links were given a subsidy of 1 million yuan, 1 million yuan, 2 million yuan and 2 million yuan.
Article VI In the "New Third Board" listing of enterprises, the completion of the listing of a one-time subsidy of 1.6 million yuan. "New Third Board" listed enterprises to achieve the first listing in the territory, with reference to "Article 5" one-time differential subsidies. Enterprises that have applied for partial subsidies according to Article 5 but have not exceeded 1.6 million yuan will be given a one-time subsidy for the difference after completing the listing on the "New Third Board"; enterprises exceeding 1.6 million yuan will no longer be entitled to the subsidy for listing on the "New Third Board".
Article 7 In the "four boards" trading board listing s enterprises, the completion of the listing of a one-time subsidy of 400,000 yuan. "Four boards" listed enterprises to achieve the first listing in the territory, with reference to "Article 5" one-time differential subsidies; "Four boards" listed enterprises in the "New For enterprises listed on the "Fourth Board" listed on the "New Third Board", a one-time subsidy for the difference will be given with reference to Article 6. Enterprises that have applied for subsidies under Articles 5 and 6 are no longer entitled to the subsidies for listing on the "four boards" under this Article.
Article VIII Enterprises in the domestic shell listing and will be listed on the business registration, tax registration moved to the new district, a one-time subsidy of 6 million yuan.
Article IX Approved by the overseas securities trading authorities, the success of the Hong Kong Stock Exchange, the New York Stock Exchange, Nasdaq and other well-known overseas securities market initial public offering and listing, the realization of the financing of the equivalent of 100 million yuan (including) or more and the transfer of enterprises into the territory of a one-time subsidy of 6 million yuan.
Article 10 Acquisition of companies listed on the Stock Exchange of Hong Kong, the New York Stock Exchange, NASDAQ and other well-known overseas securities markets, to obtain de facto control, to achieve financing equivalent to RMB 100 million (including) above and transferred to the territory, and the listed company's industrial and commercial registration, tax registration to move into the new area of the company, a one-time subsidy of 6 million yuan.
Article 11 The first financing and refinancing of enterprises in the open market, 50% of the financing funds and more than the listed companies invested in the new area, according to the financing amount invested in the new part of the 1% subsidy, the maximum cumulative total of not more than 30 million yuan.
Article XII To be listed on the first domestic enterprises should submit the following materials:
1. Application for subsidies for the completion of the restructuring should be submitted to the enterprise with the qualification of domestic sponsorship brokerage firms, lawyers and accountants and other intermediaries to sign the relevant listing agreement and the joint-stock company a copy of the business license.
2. If you apply for subsidies for tutoring acceptance, you should submit a copy of the notice issued by the Dalian Securities Regulatory Bureau that the enterprise has passed the tutoring acceptance for initial public offering.
3. For the application of formal declaration subsidy, a copy of relevant certificates issued by the China Securities Regulatory Commission and the stock exchanges that have accepted the issuance and listing application of the enterprise shall be submitted.
4. Application for subsidies for issuance and listing shall be submitted to the China Securities Regulatory Commission, stock exchanges issued by the approval of the issuance and listing of enterprises, agreeing to the first registration approval and successful issuance and listing of copies of relevant certificates.
Article XIII
"New Third Board" listed enterprises shall submit the following materials:
1. listed enterprises and brokerage firms, lawyers and accountants, and other intermediaries signed a copy of the relevant listing agreement;
2. enterprises restructured after the acquisition of a copy of the joint-stock company's business license
3. A copy of the approval document issued by the National Stock Transfer System approving the listing of the enterprise.
Article 14 "four board" listed enterprises shall submit the following materials:
1. A copy of the relevant listing agreement signed by the listed enterprise and brokerage firms, lawyers and accountants and other intermediaries;
2. A copy of the business license of the joint-stock company obtained after restructuring;
3. A copy of the business license of the joint-stock company obtained after restructuring;
4.
3. A copy of the approval letter issued by Dalian Equity Exchange approving the listing of the enterprise.
Article 15 Domestic non-first listed enterprises shall submit the following materials:
Domestic shell listed enterprises shall submit the China Securities Regulatory Commission, the stock exchange approval documents, business license after relocation, a copy of the tax certificate.
Article 16 Enterprises listed outside the country shall submit a copy of the documents proving the listing of the overseas and the bank statement of the financing money, the acquisition of listed companies outside the country are also required to provide a copy of the business license after relocation, proof of tax payment.
Article XVII The first financing and refinancing in the open market enterprises should submit the fund-raising plan, a copy of the financing bank statement.
Article XVIII The new district finance bureau accepts applications from enterprises, examines the application materials, issues audit opinions and issues funds for unified disbursement. Audit, the new district Finance Bureau may require enterprises to provide the original application materials for verification.
Article 19 For the enjoyment of this approach to support the enterprise, since the enjoyment of the year, should be in the new area of continuous operation for more than ten years. Enterprises change their business address without authorization in advance, should return the subsidies already obtained.
Article 20 Special funds for listing subsidies for enterprises to apply for cash to take with the report with the review and allocation. Enjoy the financial support of this approach to the enterprise, should be timely to the new district Finance Bureau to report on the enterprise listing, listing progress.
Article 21 This approach is responsible for the interpretation of the Finance Bureau of the new district. These measures shall come into force on November 25, 2022 and shall be valid for five years. After the official implementation of these measures, Jinpu New Area enterprises listed on the development of financial support policies in accordance with the implementation of these measures. Previously in accordance with the "Jinpu New Area to promote the development of the financial industry financial support measures" has applied for "new three board" listing, "four board" listing related subsidies for enterprises are still in accordance with the original management approach, after the success of the listing of the listing of the reference to the listing of subsidies for the standard of the Measures to be given a one-time difference in the subsidy.
 The subsidies for enterprises related to listing on the "four boards" are still implemented according to the original management measures.
