In order to implement the General Office of the Chongqing Municipal People's Government "to play the function of the capital market to serve the high-quality development of the economy work program", Chongqing Municipal Economic System Reform Special Group issued "Chongqing Municipal Enterprises Listed to promote the reform of the mechanism and the "Thousand Mile Horses" action implementation program (2023-2027)" and other documents. )" and other documents, to accelerate the promotion of the western science city of Chongqing Hi-tech Zone (hereinafter referred to as "Hi-tech Zone") enterprises docking capital market, to promote the high-tech zone of high-quality development of the economy, with reference to the "Chongqing listed, listed enterprises financial incentives" (Chongqing Financial Regulation [2022] No. 10), specially formulated this approach.

Chapter I General Provisions

Article 1 These Measures shall apply to enterprises in Chongqing Hi-Tech Zone directly under the management of the Park that meet the requirements for financial rewards and subsidies, and satisfy one of the following conditions:

(1) Enterprises included in the reserve pool of enterprises to be listed in Chongqing Municipality;

(2) Enterprises participating in incubation and cultivation;

(3) Enterprises listed or listed. ) enterprises that have been listed or have gone public.

Chapter 2: Scope and Criteria of Financial Rewards and Subsidies

Second Article: Supporting Enterprises to be Listed on the New Third Board and Regional Equity Exchanges

(1) Enterprises listed on the share quotation and transfer system of the Chongqing Stock Transfer Center, and completing the transformation of the shareholding system, will be given a one-time award of RMB 300,000 yuan.

(ii) The incentives of 1 million yuan and 2 million yuan will be given to the enterprises successfully listed in the basic layer and innovation layer of the National Small and Medium-sized Enterprises Stock Transfer System, and the incentives of 1 million yuan will be given to the enterprises that have been transferred from the basic layer to the innovation layer.

Article 3 Support for Domestic Listing of Enterprises

A reward of 10 million yuan will be given in stages to the enterprises listed on the Shanghai Stock Exchange, Shenzhen Stock Exchange and Beijing Stock Exchange. For enterprises that have signed formal agreements with intermediaries and completed the shareholding reform, the implementation of "one enterprise, one policy" and "one proposal" to coordinate the preliminary difficulties of the listing work.

(a) the reservoir enterprises to complete the shareholding system transformation and with the sponsor, law firms and accounting firms have signed the IPO formal agreement and engagement letter, to give 500,000 yuan reward.

(ii) the pool of enterprises into the listing counseling filing to give 1.5 million yuan reward.

(C) the Securities and Futures Commission or the Exchange formally accepted by the pool of enterprises listed on the filing materials to give 3 million yuan reward.

(4) The 5 million yuan reward will be given to the enterprises in the database after they have passed the audit and are officially listed and traded.

Article 4: Support for Overseas Listing

A one-time award of 10 million yuan will be given to the listed enterprises that are successfully listed on major overseas stock exchanges.

The total amount of incentives for each enterprise in the above matters shall not exceed 10 million yuan. The investment projects can refer to the standard of listing in the domestic enterprise "a matter of discussion" agreed separately.

Article 5: Supporting incubators to induce enterprises to be listed

Encouragement for creative spaces, incubators and other innovative institutions to introduce enterprises to register, incubate and grow in Chongqing Hi-Tech Zone, and each cumulative training, docking activities up to 20, and incubated enterprises successfully reformed and listed on the Chongqing Stock Transfer Center of up to five institutions, to be awarded RMB 100,000 yuan, with the maximum award of RMB 200,000 yuan for a single institution.

Article 6: Support for Refinancing of Listed and Quoted Enterprises

(1) For science and technology-based enterprises and "specialized, special and new" enterprises listed in the Chongqing Stock Transfer Center to carry out equity financing for the first time (including directional capital increase, pledge of equity, and issuance of convertible bonds), a maximum of 500,000 yuan will be rewarded according to 1 percent of the net amount of financing.

(2) for listed enterprises to carry out refinancing (including directional capital increase, share placement, issuance of convertible bonds), according to 5 per cent of the net amount of financing to give a maximum of 1 million yuan reward.

(3) For listed enterprises carrying out merger and acquisition transactions, the maximum reward of 1 million yuan will be given according to 5‰ of the actual transaction amount.

Article VII supports the introduction of high-end talents by listed enterprises

(1) The directors, supervisors, senior management and core technical personnel of listed and New Third Board-listed enterprises meeting the "Golden Phoenix" talent identification standards will be given preferential treatment in the areas of talent settlement, medical services, children's education, housing security and high-end training. The company will give preferential treatment in the following aspects.

(2) the high-end talent of listed companies to reward, according to the individual annual salary of 3% of the award, the number of listed companies recommend no more than 15 people each year, the award time does not exceed three years.

Chapter III: Declaration and Disbursement Procedures of Scholarship Funds

Article VIII: Arrangements for Declaration and Audit

Enterprises shall submit declarations to the Finance Bureau of Chongqing Hi-Tech Zone (hereinafter referred to as the "Bureau") according to the progress of the promotion of the listing work, and the Bureau shall conduct audit on Articles 2 to 6 quarterly. The Finance Bureau will review Articles 2 to 6 quarterly, and review Article 7 annually to clarify the list of awards and the amount of awards, and then disburse the incentive funds to the enterprises after public announcement.

Article IX Enterprise listing, listing incentive declaration materials

Enterprises declaring awards are required to provide application documents (Annex 1), a copy of the business license of the enterprise, the enterprise's basic account information opened in the bank (Attachment 2), a letter of commitment, the tax department issued by the tax completion certificate, each article must provide special declaration materials are as follows.

(a) enterprises to declare the second award, must provide the following materials:

1. Market Supervision Administration issued by the notice of granting change of registration, a copy of the business license of the enterprise;

2. Chongqing Stock Transfer Center issued a copy of the confirmation letter for the record of the listing or the National Small and Medium Enterprises Stock Transfer System issued by the consent to list a copy of the letter;

3. Other materials as required.

(2) Enterprises declaring for the incentives under Article 3 shall provide the following materials:

1. For those who have signed formal agreements and engagement letters for IPOs with sponsoring organizations, law firms and accounting firms, the following materials shall be provided:

(1) Copies of formal agreements and engagement letters for IPOs signed with sponsoring organizations, law firms and accounting firms;

(2) Other documents as required.

2. If the company is included in the listing counseling filing, it shall provide the following materials:

(1) supporting materials of the company's listing counseling filing with Chongqing Securities Regulatory Bureau;

(2) other materials as required.

3. If the listing declaration materials are officially accepted by the CSRC or the stock exchange, the following materials must be provided:

(1) supporting materials for the acceptance of the administrative license application by the CSRC or the acceptance by the stock exchange;

(2) other materials as required.

4. If the listing application is reviewed and approved by the CSRC and an IPO approval is obtained, or the Exchange is reviewed and approved by the CSRC and an approval for IPO registration is obtained, the following materials shall be provided:

(1) a copy of the IPO approval issued by the CSRC or a copy of the approval for IPO registration issued by the CSRC;

(2) other materials as required.

(3) Enterprises declaring for the incentives under Article 4 shall provide the following materials:

1. Supporting materials for the listing of the enterprise on overseas stock exchanges;

2. Other materials as required.

(4) Enterprises declaring the incentives under Article 5 shall provide the following materials:

1. Incubation agreement signed between the organization and the listed enterprise;

2. Supporting materials for the enterprise's restructuring and listing on the Chongqing Equity Exchange;

3. Supporting materials for the training activities;

4. Other materials as required.

(5) Enterprises declaring the incentives under Article 6 shall provide the following materials:

1. Copies of refinancing supporting documents issued by the trading venues or refinancing approval documents issued by the CSRC;

2. Bond issuance approval documents;

3. Proof of arrival of funds or supporting materials for completion of M&A transactions;

4. Service agreements with the financing intermediaries;

5. Service agreement signed with financing intermediaries;

5. Other materials as required.

(6) Enterprises declaring the incentives under Article 7 shall provide the following materials:

1. List of declared personnel;

2. Individual tax payment certificates issued by the tax department;

3. Other materials as required.

Chapter IV Supplementary Provisions

Article 10 These Measures shall be implemented after 30 days from the date of promulgation, with reference to these Measures from March 4, 2024 to the implementation of these Measures, and these Measures shall be implemented until December 31, 2026; in case of the promulgation of new policies by the State, Chongqing Municipality and the Hi-Tech Zone during the period of implementation, new provisions shall be implemented in accordance with the new provisions.

Article 11 The "not more than", "not less than" and "more than" referred to in these Measures include this number.

Article XII of the approach to the same project, the same category to meet a number of support incentives, in accordance with the "from the best, from the high, not repeated" principle of support incentives. The same matter in the low level has been a one-time incentive, promoted to a higher level, the new one-time incentive only reward the difference.

Article 13 These measures shall be interpreted by the Administrative Committee of Chongqing Hi-tech Zone.