Chapter I. General Provisions

Article 1 In order to implement the "Regulations on the Construction of Beijing International Science and Technology Innovation Center", "Zhongguancun World Leading Science and Technology Park Construction Program (2024-2027)", "Overall Program for the Construction of Science and Innovation Financial Reform Pilot Zone in Zhongguancun National Innovation Demonstration Zone of Beijing Municipality" (Yinfa 〔2023〕 No. 98) and other documents, and to further standardize the management and use of the support funds, it is necessary to Promote Zhongguancun National Innovation Demonstration Zone (hereinafter referred to as Zhongguancun Demonstration Zone) high-level scientific and technological self-reliance and early and pilot implementation and structural reform of the supply side of science and technology finance, improve the financial support for the innovation system, to create a leading "science and technology - industry - finance" benign cycle development ecosystem, and strongly support the development of science and technology finance. Virtuous cycle of development ecology, strong support for the world's leading science and technology parks and innovation highland construction, the formulation of this approach.

Article 2 The funding source of this measure is municipal financial funds, which are expended from the Beijing Municipal Commission of Science and Technology and Zhongguancun Science and Technology Park Management Committee (hereinafter referred to as the Municipal Science and Technology Commission of Zhongguancun Management Committee) special funds, and are used in accordance with the annual budget.

Article 3 The management and use of funds supported by these measures follow the principles of legal compliance, openness and transparency, focus, earmarking, and focusing on results.

Article 4 The support object of these Measures is the enterprises and financial service institutions and other innovation subjects that are registered and enrolled in the Zhongguancun Demonstration Zone to carry out and serve science and technology innovation activities. The innovation subjects registered in other areas of Beijing to promote and serve the development of the Zhongguancun Demonstration Zone shall refer to the implementation of this measure.

Article 5 The support funds are organized and implemented by the Zhongguancun Administrative Committee of the Municipal Science and Technology Commission, and the Municipal Bureau of Finance is responsible for the budgetary arrangements and supervision of the use.

Chapter 2: Support content and reporting conditions

Article 6: Guiding the landing of newly established funds.

(1) Support content

Support investment institutions to set up private equity funds in the city, and encourage investment institutions to actively raise long-term funds (including sovereign funds, social security funds, insurance funds, bank wealth management, basic pension funds, corporate pension funds and other funds). Encourage investment institutions to actively raise long-term funds (including sovereign funds, social security funds, insurance funds, bank financial management, basic pension insurance funds, enterprise annuity funds, national guidance funds, etc.) to carry out direct equity investment around high-precision industries or future industries. The fund has been paid in place, and the actual investment in science and technology-based enterprises, graded to give investment institutions a one-time landing capital support.

(2) Reporting conditions

1. The registered capital of the investment organization should be more than 10 million yuan (including), and it should be registered as a private fund manager in China Securities Investment Fund Association.

2. The fund should have completed the filing with China Securities Investment Fund Association within two natural years before the declaration. The fund's contributed size of 300 million yuan (including) or more, as of the end of the previous year, the cumulative amount of contributions must reach 20% of the contributed size (including) or more, and has been the city's science and technology-based enterprises have actually invested.

(3) support mode and amount

To adopt the post-subsidy support mode. According to the size of the fund paid (minus the share of the municipal or district government guidance fund), raising long-term funds, etc., the investment institutions will be given no more than 5 million yuan of financial support in different grades.

Article VII guide investment institutions to increase investment.

(1) Support content

Support investment institutions to focus on high-precision industries or future industries to carry out direct equity investment. The effectiveness of the investment is good, according to the investment institutions of the city's science and technology enterprises in the annual new investment amount of a certain percentage of the financial support.

(2) reporting conditions

1. The registered capital of the investment organization should be 10 million yuan (including) or more, and need to be registered as a private fund manager in the China Securities Investment Fund Association. The fund needs to be filed in China Securities Investment Fund Industry Association.

2. The investment amount of the fund managed by the investment organization should reach 50 million yuan (including) or more in the previous year for the city's science and technology-based enterprises, and the investment results are good.

(3) support mode and amount

To take the former agreement plus post-subsidy support mode. According to the agreement on the completion of the target task and the effectiveness of the investment, in accordance with no more than investment institutions in the agreement period of the city's science and technology enterprises to increase the amount of investment of 5%, to give the investment institutions not more than 5 million yuan of financial support.

Article VIII support enterprises listed on the New Third Board.

(1) Support content

Support enterprises to be listed on the National Small and Medium-sized Enterprises Stock Transfer System (NSSETS) or to adjust the level of the board, and give the enterprises financial support to be used for the enterprises' R&D investment, to help promote the enterprises' innovative and compliant development, and to accelerate the realization of capital market The company has been listed on the capital market for a number of years.

(2) Declaration conditions

1. Enterprises should be in line with the high-precision and advanced industries or the future industrial areas, with independent intellectual property rights.

2. Enterprises should have obtained a letter from the National Small and Medium Enterprises Stock Transfer System Limited Company agreeing to enter the National Small and Medium Enterprises Stock Transfer System for listing, or have completed the transfer from the basic layer of the New Third Board to the innovation layer.

(3) Support Mode and Amount

The support mode is post-subsidy. For enterprises authorized to be listed in the basic layer, no more than 500,000 yuan of financial support; authorized to adjust the layer into the innovation layer of the enterprise, no more than 500,000 yuan of financial support; authorized to enter the innovation layer directly into the listing of the enterprise, no more than 1 million yuan of financial support.

Article IX supports the construction of multi-level capital market service platforms (bases).

(1) Content of Support

Supporting domestic securities trading institutions and other institutions to build multi-level capital market service platforms (bases) in Beijing, and providing specialized services such as listing, IPO, and debt issuance, and giving financial support to those who have better results in the comprehensive services. The company will also provide financial support to those with better comprehensive service results.

(2) Requirements

1. Multi-level capital market service platforms (bases) are set up by domestic securities exchanges with a fixed place of operation in Beijing and have been in operation for one year.

2. Multi-level capital market service platforms (bases) provide better specialized services to enterprises.

(3) Support Mode and Amount

The support mode is based on the former agreement and the latter subsidy. According to the agreement on the completion of the target task and the comprehensive service effect, to give multi-level capital market service platform (base) not more than 5 million yuan of financial support.

Article X supports the development of business innovation such as stock and bond linkage.

(a) Support content

Support banking financial institutions and investment institutions to regulate the cooperation, and encourage the joint Beijing Regional Equity Market Equity Warranty Comprehensive Service Platform for the city's science and technology-based enterprises to provide "Loan + external direct investment", "option loans" and other new businesses, to carry out stock and bond linkage and other business effectiveness of the bank's corporate institutions or their branches to give financial support. We are actively building a diversified financial service system for science and technology, and studying and exploring the establishment of a credit risk compensation mechanism for science and technology-based enterprises.

(2) Reporting conditions

1. The reporting organization is a bank corporation, special branch, special sub-branch, etc., which provides services for science and technology-based enterprises.

2. Banks or their branches should actively carry out business model innovations such as "loan + external direct investment" and "equity loan", and should be more active in terms of loan scale, business growth, first loan and household expansion. The company's business model is to actively pursue innovations in business models such as "loan + external direct investment" and "equity loan".

(3) Support Mode and Amount

The support mode is based on the former agreement and the latter subsidy. In accordance with the agreement on the completion of the target task and the effectiveness of the implementation of the business, graded to give the bank corporate institutions or their branches not more than 5 million yuan of financial support.

Chapter III Project Organization and Management

Article XI of this approach to support the declaration of funds to take the open call, the organization recommended.

Article XII Project organization according to the actual situation, the following links:

(a) publish a notice

Open call for the type of project The publication channels of the declaration notice include the official website of Zhongguancun Management Committee of Municipal Science and Technology Commission and Beijing Municipal Science and Technology Program Comprehensive Management Platform. Organizations recommending projects can issue notices to carry out project reserves as needed.

(2) Organizational declaration

Declaring units in accordance with the relevant requirements of the declaration notice, in principle, through the Beijing Municipal Science and Technology Programs Comprehensive Management Platform or the declaration notice to fill out and submit objective and truthful application materials in other forms.

Project declaration is implemented in good faith commitment system. The declaring unit and the declarant must submit a letter of commitment to integrity, commitment to the submission of the material is true, effective, complete, in line with the integrity of scientific research related requirements.

(3) Formal Review

The Municipal Science and Technology Commission Zhongguancun Commission entrusted a professional organization to accept the submitted project and carry out a formal review in accordance with the requirements of the notification.

During the project declaration period, if the organization and its related personnel have a record of scientific and technological credit default during the disciplinary period or a record of serious default in other social fields, the qualification of this declaration will be canceled.

In addition to the "up to standard", the same reporting unit of the same content of the project has been through other channels to obtain municipal financial support, this approach will not be repeated.

(4) evaluation and project

"Up to standard that is to enjoy" type of project, the Municipal Science and Technology Commission Zhongguancun Management Committee commissioned a professional organization to carry out the form of review. After meeting the conditions, the project will be established after administrative decision-making.

Publicly solicited or recommended projects, according to the Municipal Science and Technology Commission Zhongguancun Management Committee commissioned a professional organization to carry out project evaluation or research and demonstration results, and further organization of the condensed and submitted to the administrative decision-making project.

Project evaluation or research demonstration experts should be selected in accordance with the relevant provisions of the scientific and technological project evaluation expert database, the number of expert groups should be singular and not less than five people.

(E) Project Announcement

The Municipal Science and Technology Commission of Zhongguancun Management Committee will be supported by the list of projects in the official website for the public (except for those that are not suitable for public disclosure), the publicity period for five working days. Any unit or individual with objections to the supported projects should be put forward in writing during the publicity period, and the objections will not be accepted after the deadline. Municipal Science and Technology Commission Zhongguancun Management Committee of the objections to the material for review, in line with the scope of objections and acceptance of conditions to be accepted.

(F) Signing the contract

After the public announcement of the project without objections, the Municipal Science and Technology Commission Zhongguancun Management Committee according to the need to organize the project unit to sign a contract, agree on the performance of the project unit and other management requirements, the rights and obligations of both parties, the contract termination and change, and the objections. The contract will stipulate the performance of the project undertaking unit and other management requirements, the rights and obligations of both parties, the termination and change of the contract, and the handling of objections.

(VII) Implementation Management

The Municipal Science and Technology Commission Zhongguancun Administrative Committee shall disburse funds in accordance with the relevant provisions. The project undertaking unit shall organize and implement the project with high quality according to the project contract, and the Municipal Science and Technology Commission has the right to unilaterally terminate the project if it refuses to fulfill the obligations agreed in the contract.

(H) File Management

The project undertaking unit shall cooperate with the Municipal Science and Technology Commission Zhongguancun Administrative Committee to do a good job of organizing, preserving and archiving the relevant files.

Chapter IV: Performance Management and Supervision

Article XIII. Strengthen budget performance management and application of performance evaluation results. The project undertaking unit shall, in accordance with the requirements of the comprehensive implementation of budget performance management, establish and improve the performance management work mechanism, strengthen the responsibility and constraints of performance management, set scientific and reasonable performance objectives in accordance with the regulations, and cooperate with the relevant departments to do a good job in the whole process of budget performance management, and improve the effectiveness of the use of funds. The results will be used as an important basis for follow-up support.

Article XIV The project undertaker should strengthen the management of the use of special funds, establish and improve the internal control system, the implementation of dedicated funds, separate accounting, and cooperate with the Municipal Science and Technology Commission Zhongguancun Management Committee, the Municipal Bureau of Finance to do a good job in the use of funds, supervision, inspection, audit.

Article 15 If the project undertaker obtains financial support by cheating or other improper means, the Municipal Science and Technology Commission Zhongguancun Management Committee will, depending on the severity of the case, terminate the project implementation, recover the allocated project funds, and cancel the qualification of the project within a certain period of time.

Article 16 In case of serious breach of trust, the project undertaking unit and related personnel will make a bad credit record in the Beijing Science and Technology Credit Management System in accordance with the "Credit Management Measures for Responsible Subjects of Beijing Municipal Science and Technology Program Management (for Trial Implementation)" and other relevant regulations, and submit the information of breach of trust to "Credit China (Beijing)" and the Ministry of Science and Technology's Research Integrity Management Information System (RIMIS). management information system of the Ministry of Science and Technology. Violations of financial laws and regulations will be handled in accordance with the Regulations on Penalties and Sanctions for Financial Violations and other relevant regulations. If you are suspected of committing a crime, you will be transferred to the judicial authorities for legal action.

Chapter V Supplementary Provisions

Article 17 These Measures shall be interpreted by the Zhongguancun Administrative Committee of the Municipal Science and Technology Commission.

Article 18 These Measures shall come into force on the date of issuance, and shall be valid for three years. On the date of implementation, "Zhongguancun National Innovation Demonstration Zone to Promote the Deep Integration of Science and Technology Finance Development Support Funds Management Measures (for Trial Implementation)" (Beijing Science and Technology Development [2022] No. 6) shall be repealed. If the original relevant documents of the Municipal Science and Technology Commission Zhongguancun Management Committee are inconsistent with these Measures, these Measures shall prevail.