In order to implement the Party Central Committee, the provincial government and municipal government to stabilize the financial work deployment, seize the historical opportunity of the development of multi-level capital market, and to further encourage and promote the use of the capital market in the region's high-quality enterprises to become larger and stronger to accelerate the development of the Duji industry and promote Duji industry transformation and upgrading, and promote sustainable and healthy economic development. Transformation and upgrading, and promote sustainable and healthy economic development, according to the "Office of the Huabei Municipal People's Government on the issuance of a number of policies to promote enterprise listing (listing) and direct financing notice" (Huajingban 〔2021〕 No. 30) the spirit of the document, combined with the actuality of my district, drafting the following policy.
I. Main tasks
In the spirit of "enterprise voluntary, market-led, government-driven" principle, in accordance with the "reserve a batch, cultivate a batch, restructuring a batch, listing (listing) financing a batch of" gradient to promote the work of the idea, to accelerate the cultivation of a batch of high-quality enterprises and excellent entrepreneurial team. Accelerating the cultivation of a batch of high-quality enterprises and outstanding entrepreneurs. Strengthen the enterprise listing and direct financing key areas and weak links in the policy support, promote the classification of enterprises in our region to docking domestic and foreign multi-level capital market, focus on cultivating listed (listed) reserve resources, focus on increasing the number of listed (listed) enterprises, focus on improving the proportion of direct financing for the new stage of the modernization of the construction of a beautiful Duji cohesion of the magnificent power.
Two, listed (listed) incentives
(a) Shanghai, Shenzhen, Hong Kong and North Exchange listed
1. Enterprises successfully listed on the Shanghai, Shenzhen, Hong Kong and North Exchange, the district finance in stages to give the total reward of 3 million yuan. Among them: enterprises in Anhui Securities Regulatory Bureau to complete the counseling filing, the district finance to give 250,000 yuan of one-time incentives, enterprises listed on the declaration materials were accepted by the Shanghai, Shenzhen and North Exchange (or the Securities and Futures Commission), the district finance to give another 750,000 yuan of one-time incentives (declaration materials directly by the Hong Kong Stock Exchange, such as domestic and foreign exchanges, the district finance to give 1 million yuan one-time incentives); the success of the listing of the enterprise, the district finance and then give the the remaining 2 million yuan one-time reward.
2. Encourage enterprises to successfully listed rewards 30% to the listing process has contributed to the individual and the core management team, by the enterprise written seal to confirm the issuance of personnel, and submit to the District Finance Bureau (District Local Financial Supervision Bureau).
(B) New Third Board listing
1. Enterprises in the National Small and Medium Enterprises Stock Transfer System ("New Third Board"), the basic layer, the innovation layer of the success of the listing, the district finance in phases to give the total amount of incentives 1 million yuan. Among them, the enterprise listing materials are accepted by the national stock transfer system, the district finance to give 200,000 yuan reward; enterprise successfully listed, the district finance to give the remaining 800,000 yuan reward. "New Third Board" listed enterprises in Shanghai, Shenzhen, Hong Kong and North Exchange listing, the district finance in accordance with the listing policy to make up the difference in incentives.
2. Encourage enterprises to successfully listed in the National Small and Medium Enterprises Stock Transfer System to obtain a reward of 30% to the listing process has contributed to the individual and the core management team, by the enterprise in a written seal to confirm the issuance of personnel, and submitted to the District Bureau of Finance (District Financial Supervision Bureau).
(C) Anhui Province Equity Trust and Exchange Center listed
1. Enterprises to complete the shareholding reform, change the business registration, and in the Anhui Province Equity Trust and Exchange Center growth board and Kechuan board selected layer plate listing, the district finances to give 200,000 yuan one-time incentive.
2. No shareholding system transformation, listed in Anhui Province Equity Trust and Exchange Center, the district finance to give 50,000 yuan one-time incentive, the enterprise in the basic board transfer plate does not repeat the enjoyment of rewards. Enterprises that have been awarded the above incentives, shareholding system transformation and then listed in the growth version and the selective layer of the Science and Innovation Board, the district finance in accordance with the policy to make up the difference in incentives.
The above has been listed in the provincial equity trading center, the success of the transfer plate to the "New Third Board" listed or in Shanghai, Shenzhen and Hong Kong, the first listing of the North Exchange, the district finances in accordance with the policy to make up the difference in incentives.
Three, the enterprise direct financing incentives
(a) in the "new three boards" listed enterprises for the first time in equity financing, direct financing and more than 80% of the funds raised to invest in our region, the district finance according to the financing of 1% of the amount of a one-time incentive, up to a maximum of 500,000 yuan.
(2) for the first time in the Anhui Province Equity Trust and Exchange Center growth board, Kechuan board selected layer of listed shareholding enterprises in equity financing, direct financing and more than 80% of the funds raised to invest in our region, the district finance according to the financing of 1% of the amount of a one-time award, up to 500,000 yuan.
(C) for the successful issuance of corporate bonds, corporate bonds, debt financing tools for small and medium-sized enterprises, the district finance according to the issuance of 3 ‰, up to a maximum of 500,000 yuan subsidies per year.
Four, other aspects of the support policy
(a) Encourage banks, securities, insurance and other financial institutions to use a variety of ways to increase to the listed companies and reserve companies to support. Encourage policy financing guarantee institutions to listed companies as a key service object.
(2) to be listed enterprises in the prospectus disclosure of investment projects and listed companies to refinance, issue corporate bonds and other projects involved, as well as listed companies in our region to invest in the project, does not belong to the elimination of backward production capacity, as investment projects. The project will be prioritized as key projects at the district level, priority reporting into the provincial and municipal key project plans, priority for project filing, environmental approval and other approval procedures, priority arrangements for land supply plans. In the declaration of high-tech enterprises and science and technology projects or industrial economy, high-quality transformation and development of the project, in line with the policy requirements, priority recommended for reporting, priority access to incentives.
(C) enterprises in the listing process, to the provincial government to submit the legality of the historical evolution of the confirmation documents, to the China Securities Regulatory Commission and other departments to submit to the relevant departments of the city of the relevant interviews issued by the certificate, proof of compliance and for land, planning, environmental protection, construction permits and other documents or changes in formalities, all departments at all levels to establish a green channel, serious guidance, special, urgent and urgent to minimize the time for processing. Time limit.
Fifth, other matters
(a) Enterprises intend to apply for listing and direct financing and other incentive funds, must be signed with the sponsor (underwriting agency) within two weeks after the signing of the service agreement by the District Local Financial Supervision Bureau of the City Local Financial Supervision Bureau registration. Enterprise incentive policy according to the progress of enterprise listing and listing in phases, incentive policy to cash by the enterprise to apply for approval by the district government, by the district financial responsible for cash.
(2) for violation of the provisions of the fraudulent reward funds, in addition to legal recovery, will be punished in accordance with the relevant provisions, and hold directly responsible for responsibility; constitutes a crime, transferred to the judicial organs.
(3) The enterprise referred to in this policy refers to the market entity's domicile registration location, place of business and tax registration location are within the jurisdiction of the DuJi District enterprises.
(4) This policy is interpreted by the District Finance Bureau (District Local Financial Supervision Bureau).
(e) This policy shall come into force on January 1, 2023, and shall be implemented by the District Finance Bureau (District Local Financial Supervision Bureau). Previously issued relevant policies that are inconsistent with the provisions of this policy shall be implemented in accordance with the provisions of this policy.
