One, the overall goal
Further play the "Guizhou Financial City" industrial agglomeration driven role, to build Guizhou Guanshan Lake Fund Town, consolidate and grow the development of financial industry, promote the gathering of domestic and foreign financial industry, promote the accelerated development of regional private equity investment industry, make up the enhancement of the financial industry chain, rich financial industry pattern, promote private equity funds, and promote the development of the private equity investment industry. financial industry, promote private equity funds and financial technology innovation to become the "prospector" of discovering the value of innovative enterprises and the "booster" of new economic development, attract talents and attract capital, broaden the investment and financing channels of enterprises, increase the proportion of direct financing, and give full play to the important role of private equity funds in promoting the development of the real economy, and cultivate the development of Guanshan Lake Fund Town in Guizhou. The important role of private equity funds to promote the development of the real economy, cultivate new impetus for economic growth, stimulate the vitality of various types of market players, and promote the multiplication of enterprises listed on the stock exchange, boosting the province's high-quality development.
Second, strengthen the organizational leadership, tighten the compaction responsibility
In order to promote the accelerated development of the private equity investment industry, guide the fund to serve the real economy, to promote the construction of Guanshanhu District, to promote the financial services province, the city, the district of the economic development of high-quality, Guanshanhu District, to strengthen the organizational leadership, the establishment of the work of the Leading Group, tighten the compaction of the responsibility, the establishment of an office in the district financial services center, the Leading Group Member units combined with functional responsibilities and tasks division of labor, take the initiative to act, cooperate, and do a good job of service and protection work.
Three, the scope of application
(a) the applicable object
March 1, 2021 to February 29, 2024, the period of corporate registration, tax relations of the newly established or moved to Guanshanhu District, and in the China Securities Investment Funds Association (hereinafter referred to as the "Funds Association") to complete the filing of the registration of private equity funds and private equity funds. Private equity funds and private equity fund managers that have completed the filing in China Securities Investment Fund Association (hereinafter referred to as "CSIFA").
(2) Applicable conditions
1. Private equity investment funds.
Private equity investment funds shall provide true and effective articles of incorporation or partnership agreement; their paid-up registered capital or actual fund-raising scale shall not be less than RMB 50 million, and the funds shall be managed by opening an account with a financial institution in Guanshanhu District; and the filing procedures with the Fund Industry Association shall be completed within 3 months from the date of completion of registration.
2. Private fund managers.
Meet the relevant requirements of the Fund Industry Association for the registration of private fund managers; paid-in capital of not less than 10 million yuan, and have the qualification of private investment fund managers; the total number of employees is not less than 5 and shall not be part-time (except for the legal representative), and there are at least 3 full-time senior management personnel with more than 3 years of experience in equity investment or related business; the team has at least 3 successful cases of equity investment, and has strong fund-raising ability. Successful cases, strong fund-raising ability, successful fund-raising amount of more than 300 million yuan of performance; the management and investment operation of the manager is standardized, its senior management personnel in the last three years, there is no major breach of trust records, and in the last three years, has not been taken by the China Securities Regulatory Commission to take measures to prohibit entry into the market; registration should be completed within three months from the date of registration completion of the Fund Industry Association filing procedures.
Four, strengthen the financial incentives to support
(a) Settlement incentives
1. In this paper, "settlement" refers to the registration of the enterprise, the tax relationship in Guanshanhu District.
2. For new private equity funds located in Guanshanhu District, in line with the scope of incentives, a one-time settlement incentive of 100,000 yuan.
3. For the private equity fund managers whose registered place of business is moved to Guanshanhu District, who set up independent branches in Guanshanhu District, and who are newly located in Guanshanhu District, a one-time settlement incentive of 100,000 yuan will be given to them in accordance with the scope of the incentive.
(B) Office Reward
1. In Guanshanhu District, the purchase of self-use office buildings, according to the purchase price of 5% of the total reward, according to the ratio of 5:3:2 in three years, a total of not more than 800,000 yuan.
2. In Guanshanhu District, the rental of self-use office space, the first to third year to give 30% rent subsidy (subject to the first year of the lease contract), not more than 300,000 yuan per enterprise per year.
3. If you rent office space for your own use in Guanshanhu District's "Fund Building", you will be given a 60% subsidy for rent from the first to the third year (based on the first year's lease contract), not exceeding 600,000 yuan per enterprise per year.
(C) operating incentives
1. Private equity funds actually invested in Guanshanhu District in line with the needs of industrial development of the cumulative amount of investment in the unlisted enterprises for each full 100 million yuan (excluding the provincial, municipal and district governments directly funded or through the provincial, municipal and district government's share of the parent fund), and investment period of three years or more, to give the private equity fund one-time incentive of 100,000 yuan, each private equity fund maximum incentive. The maximum amount of incentives for each private equity investment fund shall not exceed 2 million yuan in total.
2. Private equity investment funds invest in Guanshanhu District seed, start-up, growth stage enterprises, enterprises listed, in accordance with the "General Office of the People's Government of Guiyang City, Guizhou Guian New District Office on the issuance of Guiyang Guian to promote the listing of enterprises to multiply the plan of action (2021-2025) of the notice" to give a one-time award to the lead private equity fund managers 5 million yuan, multiple private equity funds leading the investment in the proportionate distribution of incentives.
3. Encourage private equity investment funds to attract high-quality enterprises in line with the industrial development of Guanshanhu District to move their business registration and tax relations into Guanshanhu District or set up an independent accounting regional headquarters in Guanshanhu District, the private equity investment fund invests 20 million yuan (inclusive) or more in the enterprise (excluding the share of the direct contribution of the provincial, municipal, and district governments, or the share of the contribution of the mother fund through the provincial, municipal, and district governments) Investment period of 3 years (including) or more and the enterprise according to law in Guanshanhu District tax for 2 years, according to the private equity investment fund invested in the amount of 1% of the private equity investment fund incentives to attract a single enterprise incentives up to 2 million yuan.
4. The employees of the enterprises in line with the scope of application of Article 3 of this measure, in the Guanshanhu District of the enterprise due to labor relations of the individual annual district economic contribution of more than 20,000 yuan, with reference to its economic contribution due to labor relations of the district, according to the 100% of the incentive, do not meet the standards of the year will not be rewarded. Enterprises may declare this incentive for five consecutive years from the year in which they first declare this incentive. Private equity funds, private equity fund managers to move into Guanshanhu District before the private equity investment in Guanshanhu District exit liquidation, the enterprise employees do not enjoy this reward.
5. When a private equity fund managed by a private equity fund manager exits an investment, the private equity fund manager is given an incentive of 30% of the portion of the district's economic contribution formed by the income that he or she receives from the private equity fund allocated to him or her.
All of the above (a) (b) (c) incentives are allocated to the corresponding private fund managers.
V. Talent Policy
Preferential policies related to talent, based on the "Guiyang Guian key industrial talent and major industrial projects to interact with the attraction of the "123" program implementation measures" "Guiyang Guian talent "strong provincial capital" actions A number of measures" and supporting rules, Guanshanhu District, the implementation of the provisions of the talent policy, district talent office, the district financial services center will provide a full range of services in policy advice, incentives to declare.
Sixth, optimize the service guarantee
(a) to create "fund building". In order to create a good office environment for the fund enterprises, to create a "fund building" in the Guizhou Financial City area, to realize the fund enterprises to move in with handbags, the formation of the fund ecosystem, combined with the industrial agglomeration effect of the Guizhou Financial City, to achieve the integration of capital and industrial development.
(ii) Implementation of synergistic services. Guanshanhu District will strive to improve the service capacity and service quality, give full play to the relevant information interconnection mechanism of various departments, designate a specialized agency for the stationed fund enterprises in registration, tax registration, bank account opening, policy advice, incentives to declare the opening of a green and fast channel, to create a good investment and development environment. At the same time, support and help resident fund enterprises to fight for provincial and municipal level relevant incentives to support the policy.
(C) build exchange platform. Guanshan Lake District will rely on the Guanshan Lake modern service industry experience and exchange service center, to create a capital market service base roadshow center and service window, convergence of banks, funds, exchanges, brokers and other financial institutions and related services, to build a regular investment and financing roadshow service system, based on the development of key industries in Guizhou Province and the needs of enterprises, selected themes, regularly held production and financing docking and project roadshow activities, while establishing At the same time, it has established a reserve pool of high-quality enterprises, listed cultivation, thematic training, enterprise visits, expert consultation and other diversified services to push high-quality enterprises and projects to the capital market, help enterprises solve the problems of difficult and expensive financing, and help investment institutions to smooth the investment exit channels.
(d) Strengthen the linkage of financial institutions. Guanshanhu District will actively play Guizhou Financial City financial industry agglomeration effect, to encourage and support banks, securities, insurance and other financial institutions and resident fund enterprises to carry out investment and loan linkage, stock and bond linkage, investment and insurance linkage and other innovative businesses. Support qualified banks, brokerage firms and other institutions to apply for fund trusteeship.
(V) Improve the intermediary service system. Actively introduce professional and high-quality intermediary service institutions, encourage and support various intermediary institutions such as legal, accounting, asset assessment, credit rating and other types of intermediary institutions to fully participate in the business related to private equity investment, and provide quality services such as legal consulting, auditing, capital verification, asset assessment, credit rating and other quality services for the private equity investment funds and private equity fund managers, so as to establish and improve the market-oriented service system required by the private equity fund industry, and guide the The private equity fund industry to guide the standardized and healthy development of the private equity fund industry.
VII. Explanation of Other Matters
(1) The private equity funds enjoying the incentives of this measure need to promise not to move away from Guanshanhu District during the period of existence, and the private equity fund managers need to promise not to move away from Guanshanhu District within 10 years from the date of registration, and to continue their operation. In case of relocation of the enterprise registration and tax registration relationship, the issued incentive funds shall be returned plus the interest of the bank term loan for the same period.
(ii) Private equity funds and private fund managers have not completed the filing with the Fund Industry Association within 6 months from the date of completion of enterprise registration.
(c) This measure is not implemented simultaneously with the "Several Measures for Promoting the Development of Building Economy in Guanshanhu District (for Trial Implementation)". Meets the provisions of this measure, at the same time meets the provisions of other support policies of the same type, in accordance with the principle of "from the best, from the highest, not repeated" for reward.
(4) The private equity funds and private equity fund managers that comply with the objects and conditions of this measure may declare the incentives to the Guanshanhu District Financial Service Center during the period of existence.
(e) These measures shall be implemented from the date of issuance and shall be interpreted by the Guanshanhu District Financial Service Center.
